Personnel Hong Kong SFC License Details (ID 74464)

Personnel Hong Kong SFC License Details (ID 74464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2017-01-18	2020-01-05
	Rep	Advising on corporate finance	2015-10-19	2017-01-18
	Rep	Dealing in securities	2015-10-19	2020-01-05
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-01-13	2015-04-01
	Rep	Advising on securities	2015-01-13	2015-04-01
	Rep	Dealing in securities	2015-01-13	2015-04-01
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-06-17	2014-12-31
	Rep	Dealing in securities	2013-06-17	2014-12-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2013-02-15	2013-05-29
Bosen Asset Management Limited	Rep	Advising on securities	2012-07-20	2012-12-29
	Rep	Asset management	2012-07-20	2012-12-29
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2010-04-28	2012-01-15
	Rep	Asset management	2010-04-28	2012-01-15