| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCHK Asset Management Limited | RO | Advising on securities | 2019-03-15 | - |
| RO | Asset management | 2019-03-15 | - | |
| RO | Dealing in securities | 2019-03-15 | - | |
| Rep | Advising on securities | 2016-09-13 | 2019-03-15 | |
| Rep | Asset management | 2016-09-13 | 2019-03-15 | |
| Rep | Dealing in securities | 2016-09-13 | 2019-03-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-11-23 | 2016-02-29 |
| Rep | Dealing in securities | 2015-11-23 | 2016-05-31 | |
| CITIC Securities Asset Management (HK) Limited | Rep | Dealing in securities | 2015-02-10 | 2016-05-31 |
| Rep | Advising on securities | 2009-10-07 | 2016-05-31 | |
| Rep | Asset management | 2009-10-07 | 2016-05-31 |
No HKMA registrations in the collected records.