Webb-site Legacy

Chen, James Zhao Teng 陳騰昭

SFC ID:AQY139

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neo Risk Investment Advisors Limited	RO	Advising on securities	2015-02-05	2020-03-31
	RO	Asset management	2015-02-05	2020-03-31
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2014-03-31
CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2009-02-26	2014-03-31
	RO	Asset management	2009-02-26	2014-03-31
Citigroup Global Markets Asia Limited	RO	Dealing in securities	2009-02-26	2014-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in futures contracts	2009-02-26	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-04-29	2009-02-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-04-29	2009-02-26