| CITIC Securities Asset Management (HK) Limited | RO | Dealing in futures contracts | 2025-05-30 | - |
| RO | Dealing in securities | 2022-12-20 | - |
| CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2019-10-11 | - |
| Rep | Dealing in securities | 2019-05-09 | - |
| CITIC Securities Asset Management (HK) Limited | RO | Advising on securities | 2018-12-10 | - |
| RO | Asset management | 2018-12-10 | - |
| Rep | Advising on securities | 2018-11-15 | 2018-12-10 |
| Rep | Asset management | 2018-11-15 | 2018-12-10 |
| Neo Risk Investment Advisors Limited | RO | Advising on securities | 2015-07-13 | 2016-10-03 |
| RO | Asset management | 2015-07-13 | 2016-10-03 |
| Rep | Advising on securities | 2015-06-03 | 2015-07-13 |
| Rep | Asset management | 2015-06-03 | 2015-07-13 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2014-11-30 |
| CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2007-02-16 | 2014-11-30 |
| RO | Asset management | 2007-02-16 | 2014-11-30 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-07-30 | 2014-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-07-30 | 2013-08-31 |