| LORA Advisors, Limited | RO | Dealing in securities | 2023-05-22 | 2023-10-30 |
| RO | Advising on securities | 2023-05-22 | 2024-10-16 |
| Victoria Harbour Securities International Limited | RO | Asset management | 2019-12-06 | 2020-04-30 |
| RO | Advising on securities | 2019-02-28 | 2020-04-30 |
| RO | Dealing in securities | 2019-02-28 | 2020-04-30 |
| Giant Venture Asset Management Limited | Rep | Asset management | 2017-11-29 | 2018-01-31 |
| Citigroup Global Markets Asia Limited | RO | Dealing in futures contracts | 2013-04-26 | 2016-05-22 |
| RO | Dealing in securities | 2011-06-07 | 2016-05-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Dealing in futures contracts | 2011-06-07 | 2013-08-31 |
| RO | Dealing in securities | 2011-06-07 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-08-18 | 2011-06-07 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-08-18 | 2011-06-07 |
| Rep | Dealing in securities | 2009-08-18 | 2011-06-07 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Dealing in securities | 2007-08-15 | 2008-09-20 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | 2007-06-01 | 2008-09-20 |
| RO | Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | - | 2005-01-25 |
| Rep | Advising on corporate finance | - | 2005-03-23 |
| Rep | Advising on securities | - | 2005-03-23 |
| Rep | Providing automated trading services | - | 2005-03-23 |
| Rep | Dealing in securities | - | 2006-09-01 |
| Merrill Lynch Far East Limited | Rep | Asset management | - | 2005-01-25 |
| Rep | Advising on corporate finance | - | 2005-03-23 |
| Rep | Advising on securities | - | 2005-03-23 |
| Rep | Dealing in securities | - | 2006-09-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2005-01-25 |
| Rep | Asset management | - | 2005-01-25 |
| Rep | Providing automated trading services | - | 2005-01-25 |
| Rep | Dealing in futures contracts | - | 2006-09-01 |