Personnel Hong Kong SFC License Details (ID 74483)

Personnel Hong Kong SFC License Details (ID 74483)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Providing automated trading services	2009-11-03	2013-06-01
	RO	Dealing in securities	2009-11-03	2013-06-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-11-03	2013-06-01
	RO	Dealing in securities	2009-11-03	2013-06-01
Citigroup Global Markets Asia Limited	RO	Advising on securities	2005-07-18	2013-06-01
	Rep	Advising on securities	2005-05-23	2005-07-18
MACQUARIE CAPITAL LIMITED	RO	Advising on securities	2004-03-17	2005-04-25
	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Dealing in securities	-	2004-01-13
	Rep	Advising on securities	-	2004-03-17