Personnel Hong Kong SFC License Details (ID 74494)

Personnel Hong Kong SFC License Details (ID 74494)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2014-09-04	2016-02-24
	Rep	Providing automated trading services	2014-09-04	2016-02-24
	Rep	Dealing in futures contracts	2014-09-04	2016-02-24
	Rep	Dealing in securities	2014-09-04	2016-02-24
	RO	Advising on securities	2013-12-10	2014-06-10
	RO	Dealing in securities	2013-12-10	2014-06-10
	Rep	Dealing in futures contracts	2013-06-03	2014-06-10
	RO	Providing automated trading services	2010-10-04	2014-06-10
	Rep	Providing automated trading services	2010-03-19	2010-10-04
	Rep	Dealing in securities	2010-03-19	2013-12-10
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-03-19	2013-08-31
	Rep	Dealing in securities	2010-03-19	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2009-02-18	2010-02-17
	Rep	Dealing in securities	2009-02-18	2010-02-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-02-18	2010-02-17
	Rep	Dealing in securities	2009-02-18	2010-02-17