Personnel Hong Kong SFC License Details (ID 74496)

Personnel Hong Kong SFC License Details (ID 74496)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2012-08-31	2013-03-01
	Rep	Dealing in securities	2012-08-31	2013-03-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-08-31	2013-03-01
	Rep	Dealing in securities	2012-08-31	2013-03-01
Citigroup Global Markets Asia Limited	RO	Advising on securities	2011-08-12	2012-08-31
	RO	Dealing in securities	2011-08-12	2012-08-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in futures contracts	2011-08-12	2012-08-31
	RO	Dealing in securities	2011-08-12	2012-08-31