Zhang, Richard (SFC:AJE751)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2012-08-30	2016-03-21
	RO	Advising on securities	2012-08-30	2016-03-21
	RO	Dealing in securities	2012-08-30	2016-03-21
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2012-08-30	2016-03-21
	RO	Advising on securities	2012-08-30	2016-03-21
	RO	Dealing in securities	2012-08-30	2016-03-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-07-03	2012-08-30
	Rep	Advising on securities	2012-07-03	2012-08-30
	Rep	Dealing in securities	2012-07-03	2012-08-30
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-03	2012-08-30
	Rep	Dealing in securities	2012-07-03	2012-08-30
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2010-07-09	2012-06-05
	RO	Dealing in securities	2010-07-09	2012-06-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in securities	2010-07-09	2012-01-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-08-27	2010-07-09
	Rep	Dealing in securities	2007-08-27	2010-07-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-08-27	2010-07-09
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2006-05-22
	Rep	Dealing in securities	2005-04-22	2006-05-22
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-11-03	2006-05-22
	Rep	Advising on securities	2003-11-03	2006-05-22
	Rep	Dealing in securities	2003-11-03	2006-05-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-11-03	2006-05-22

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2012-08-30	2016-03-21
	RO	Advising on securities	2012-08-30	2016-03-21
	RO	Dealing in securities	2012-08-30	2016-03-21
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2012-08-30	2016-03-21
	RO	Advising on securities	2012-08-30	2016-03-21
	RO	Dealing in securities	2012-08-30	2016-03-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-07-03	2012-08-30
	Rep	Advising on securities	2012-07-03	2012-08-30
	Rep	Dealing in securities	2012-07-03	2012-08-30
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-07-03	2012-08-30
	Rep	Dealing in securities	2012-07-03	2012-08-30
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2010-07-09	2012-06-05
	RO	Dealing in securities	2010-07-09	2012-06-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in securities	2010-07-09	2012-01-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-08-27	2010-07-09
	Rep	Dealing in securities	2007-08-27	2010-07-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-08-27	2010-07-09
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2006-05-22
	Rep	Dealing in securities	2005-04-22	2006-05-22
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-11-03	2006-05-22
	Rep	Advising on securities	2003-11-03	2006-05-22
	Rep	Dealing in securities	2003-11-03	2006-05-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-11-03	2006-05-22