Personnel Hong Kong SFC License Details (ID 74500)

Personnel Hong Kong SFC License Details (ID 74500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2014-04-02
	Rep	Advising on corporate finance	2010-05-27	2014-04-02
	Rep	Dealing in securities	2010-05-27	2014-04-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-05-27	2013-08-31
	Rep	Dealing in securities	2010-05-27	2013-08-31
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-04-04	2010-03-02
	Rep	Dealing in securities	2007-04-04	2010-03-02