Au, Wan Fung 區雲峰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2014-08-21
	Rep	Dealing in securities	2013-05-02	2014-08-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-05-02	2013-08-31
	Rep	Dealing in securities	2013-05-02	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-01-03	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-01-03	2011-11-30
	Rep	Dealing in securities	2008-01-03	2011-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-09-29	2007-08-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-09-29	2007-08-26
	Rep	Dealing in securities	2006-09-29	2007-08-26

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2014-08-21
	Rep	Dealing in securities	2013-05-02	2014-08-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-05-02	2013-08-31
	Rep	Dealing in securities	2013-05-02	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-01-03	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-01-03	2011-11-30
	Rep	Dealing in securities	2008-01-03	2011-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-09-29	2007-08-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-09-29	2007-08-26
	Rep	Dealing in securities	2006-09-29	2007-08-26