| Brickfield Partners Limited | Rep | Asset management | 2020-10-06 | 2020-11-19 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-05-30 | 2020-07-24 |
| Rep | Dealing in securities | 2019-05-30 | 2020-07-24 |
| Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2015-04-21 | 2018-04-28 |
| Rep | Asset management | 2015-04-21 | 2018-04-28 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2015-01-30 |
| Rep | Advising on securities | 2011-09-05 | 2015-01-30 |
| Rep | Dealing in securities | 2010-04-07 | 2015-01-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-04-07 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-10-23 | 2008-12-18 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-10-23 | 2008-12-18 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-24 | 2006-09-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-24 | 2006-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-10-21 | 2006-09-23 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-07-30 | 2004-09-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-07-30 | 2004-09-23 |