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Broda, Roland Thomas Hong Kong SFC License Details (ID 74523)
Broda, Roland Thomas
SFC ID:
AWO960
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2011-01-03
2011-12-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
Rep
Dealing in futures contracts
2011-01-03
2011-12-01