Personnel Hong Kong SFC License Details (ID 74525)

Personnel Hong Kong SFC License Details (ID 74525)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-05-15	2017-06-16
	Rep	Advising on securities	2014-05-15	2017-06-16
	Rep	Dealing in securities	2014-05-15	2017-06-16
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-05-04	2013-01-14
	Rep	Dealing in securities	2007-05-04	2013-01-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-05-04	2012-01-31
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2006-08-21	2007-01-25
	Rep	Dealing in securities	2006-08-21	2007-01-25