| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-05-16 | - |
| Rep | Dealing in securities | 2016-05-16 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-05-16 | - |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2016-05-10 |
| Rep | Advising on securities | 2011-10-25 | 2016-05-10 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-11-12 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-30 | 2016-05-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-30 | 2013-08-31 |
No HKMA registrations in the collected records.