Personnel Hong Kong SFC License Details (ID 74535)

Personnel Hong Kong SFC License Details (ID 74535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2015-09-05
	Rep	Dealing in securities	2011-08-05	2015-09-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-08-05	2013-08-31
	Rep	Dealing in securities	2011-08-05	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-09-21	2008-11-19
	Rep	Dealing in securities	2007-08-23	2008-11-19
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2006-09-30	2007-08-07
	Rep	Asset management	2006-09-30	2007-08-07
	Rep	Dealing in securities	2006-09-30	2007-08-07
BKHK Limited	Rep	Advising on securities	2005-04-18	2006-09-29
	Rep	Asset management	2005-04-18	2006-09-29