| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-24 | - |
| Rep | Dealing in securities | 2020-11-24 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-24 | - |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2020-11-10 |
| Rep | Advising on securities | 2012-03-06 | 2020-11-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-16 |
| Rep | Asset management | 2003-04-01 | 2003-10-16 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-16 |
| Rep | Dealing in securities | 2003-04-01 | 2020-11-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-08-31 |