Personnel Hong Kong SFC License Details (ID 74554)

Personnel Hong Kong SFC License Details (ID 74554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hammer Capital Asset Management Limited	RO	Asset management	2022-04-21	2026-03-17
	Rep	Advising on securities	2021-01-11	2026-03-17
	Rep	Asset management	2018-06-08	2022-04-21
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-07-29	2014-03-31
	Rep	Dealing in securities	2010-07-29	2014-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-07-29	2012-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-04-16	2010-04-19
	Rep	Advising on securities	2007-04-16	2010-04-19
	Rep	Dealing in securities	2007-04-16	2010-04-19
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-04-16	2010-04-19
	Rep	Advising on securities	2007-04-16	2010-04-19
	Rep	Dealing in securities	2007-04-16	2010-04-19
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2007-03-15
	Rep	Advising on corporate finance	2004-08-23	2007-03-15
	Rep	Dealing in securities	2004-08-23	2007-03-15