Personnel Hong Kong SFC License Details (ID 74565)

Personnel Hong Kong SFC License Details (ID 74565)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kang Sheng Asset Management Limited	RO	Asset management	2026-07-15	-
Xuanwu Capital Management Limited	RO	Advising on securities	2022-01-19	2025-09-17
	RO	Asset management	2022-01-19	2025-09-17
	Rep	Advising on securities	2022-01-06	2022-01-19
	Rep	Asset management	2022-01-06	2022-01-19
Brimstone Asset Management Company Limited	RO	Advising on securities	2020-07-08	2021-12-31
	RO	Asset management	2020-07-08	2021-12-31
MIDAS CAPITAL PARTNERS HONG KONG LIMITED	RO	Advising on securities	2018-12-20	2020-05-04
	RO	Asset management	2018-12-20	2020-05-04
	Rep	Advising on securities	2015-09-01	2018-12-20
	Rep	Asset management	2015-09-01	2018-12-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-01-12	2011-12-01
	Rep	Dealing in securities	2010-01-12	2011-12-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-01-12	2011-12-01