Personnel Hong Kong SFC License Details (ID 74568)

Personnel Hong Kong SFC License Details (ID 74568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FITCH (HONG KONG) LIMITED	Rep	Providing credit rating services	2018-06-11	2022-07-12
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-09-20	2018-05-18
	Rep	Dealing in securities	2010-09-20	2018-05-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-09-20	2012-01-31
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-02-17	2010-08-02
	Rep	Dealing in securities	2010-02-17	2010-08-02