Personnel Hong Kong SFC License Details (ID 74569)

Personnel Hong Kong SFC License Details (ID 74569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2018-08-07	-
	RO	Advising on securities	2018-08-07	-
	RO	Dealing in securities	2018-08-07	-
	Rep	Advising on corporate finance	2013-03-06	2018-08-07
	Rep	Advising on securities	2013-03-06	2018-08-07
	Rep	Dealing in securities	2013-03-06	2018-08-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-01-25	2013-02-15
	Rep	Dealing in securities	2008-01-25	2013-02-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-01-25	2012-01-31