Personnel Hong Kong SFC License Details (ID 74586)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	RO	Asset management	2021-07-05	2024-03-27
	RO	Dealing in securities	2021-07-05	2024-03-27
	Rep	Asset management	2013-03-25	2021-07-05
	Rep	Dealing in securities	2013-03-25	2021-07-05
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-09-04	2013-03-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-09-04	2013-03-15