Personnel Hong Kong SFC License Details (ID 74609)

Personnel Hong Kong SFC License Details (ID 74609)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-09-06	2021-01-21
	Rep	Advising on corporate finance	2017-11-08	2021-01-21
	Rep	Dealing in securities	2017-11-08	2021-01-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-11-08	2021-01-21
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-06-25	2014-09-04
	Rep	Dealing in securities	2013-06-25	2014-09-04
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-05-27	2013-06-07
	Rep	Dealing in securities	2011-05-27	2013-06-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-05-27	2012-01-31