Chu, Ellis Bih Hsin 朱璧辛

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2022-08-25	-
	Rep	Advising on securities	2022-08-25	-
	Rep	Dealing in securities	2022-08-25	-
Ion Pacific Limited	RO	Advising on corporate finance	2017-11-01	2018-05-25
	RO	Advising on securities	2017-11-01	2018-05-25
	RO	Dealing in securities	2017-11-01	2018-05-25
	Rep	Advising on corporate finance	2017-08-18	2017-11-01
	Rep	Advising on securities	2017-08-18	2017-11-01
	Rep	Dealing in securities	2017-08-18	2017-11-01
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2014-08-27	2017-03-02
	RO	Advising on securities	2014-08-27	2017-03-02
	RO	Dealing in securities	2014-08-27	2017-03-02
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2014-08-27	2017-03-02
	RO	Advising on securities	2014-08-27	2017-03-02
	RO	Dealing in securities	2014-08-27	2017-03-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2013-09-30	2014-08-27
	Rep	Advising on securities	2013-09-30	2014-08-27
	Rep	Dealing in securities	2013-09-30	2014-08-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2013-09-30	2014-08-27
	Rep	Advising on securities	2013-09-30	2014-08-27
	Rep	Dealing in securities	2013-09-30	2014-08-27
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-09-06	2013-07-25
	Rep	Dealing in securities	2010-09-06	2013-07-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-09-06	2012-01-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-30	2010-05-15
	Rep	Advising on corporate finance	2008-10-10	2010-05-15
	Rep	Advising on securities	2008-10-10	2010-05-15
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-09-24	2008-09-29
	Rep	Advising on securities	2007-09-24	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.