Personnel Hong Kong SFC License Details (ID 74615)

Personnel Hong Kong SFC License Details (ID 74615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2021-05-14	2025-03-31
	Rep	Asset management	2021-05-14	2025-03-31
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2014-07-25	2021-04-28
	Rep	Asset management	2014-07-25	2021-04-28
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-06-28	2014-07-04
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2010-08-04	2011-05-18
	Rep	Asset management	2010-08-04	2011-05-18