Personnel Hong Kong SFC License Details (ID 74621)

Personnel Hong Kong SFC License Details (ID 74621)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2012-06-27	2012-09-14
	Rep	Dealing in securities	2012-06-27	2012-09-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2012-06-27	2012-09-14
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-07-18	2012-03-08
	Rep	Dealing in securities	2011-07-18	2012-03-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-07-18	2012-01-31