Personnel Hong Kong SFC License Details (ID 74624)

Personnel Hong Kong SFC License Details (ID 74624)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-07-20	2012-11-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-07-20	2012-11-23
	Rep	Dealing in securities	2009-07-20	2012-11-23
	Rep	Dealing in securities	2003-10-17	2008-08-08
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2003-09-22	2008-08-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2003-09-22	2008-08-08