Clarke, Simon John (SFC:AWT303)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-17	2016-01-16
	Rep	Advising on securities	2012-03-05	2016-01-16
	Rep	Dealing in securities	2011-02-02	2016-01-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-02-02	2013-08-31
	Rep	Dealing in securities	2011-02-02	2013-08-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-17	2016-01-16
	Rep	Advising on securities	2012-03-05	2016-01-16
	Rep	Dealing in securities	2011-02-02	2016-01-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-02-02	2013-08-31
	Rep	Dealing in securities	2011-02-02	2013-08-31