Daga, Ashish Kumar

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2024-11-25	-
	RO	Dealing in securities	2024-11-25	-
	Rep	Dealing in futures contracts	2013-06-03	2024-11-25
	Rep	Advising on securities	2012-03-05	-
	Rep	Dealing in securities	2007-08-30	2024-11-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-08-30	2013-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2024-11-25	-
	RO	Dealing in securities	2024-11-25	-
	Rep	Dealing in futures contracts	2013-06-03	2024-11-25
	Rep	Advising on securities	2012-03-05	-
	Rep	Dealing in securities	2007-08-30	2024-11-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-08-30	2013-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.