Duffy, Craig Andrew SFC Licences and HKMA Registrations (ID 74649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	RO	Advising on securities	2025-03-11	-
	RO	Asset management	2025-03-11	-
	RO	Dealing in securities	2025-03-11	-
	Rep	Advising on securities	2025-03-03	2025-03-11
	Rep	Asset management	2025-03-03	2025-03-11
	Rep	Dealing in securities	2025-03-03	2025-03-11
GLP HK Investment Management Limited	RO	Advising on securities	2020-03-12	2025-01-31
	RO	Asset management	2020-03-12	2025-01-31
	RO	Dealing in securities	2020-03-12	2025-01-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-09-19	2017-12-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	Dealing in securities	2004-07-07	2012-01-31
	Rep	Dealing in securities	2003-10-16	2004-07-07
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2003-10-13	2017-12-18
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2003-04-01	2003-09-10
	Rep	Asset management	2003-04-01	2003-09-10
	Rep	Advising on corporate finance	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Dealing in securities	2003-04-01	2003-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.