Personnel Hong Kong SFC License Details (ID 74663)

Personnel Hong Kong SFC License Details (ID 74663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-09-10	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-09-10	-
	Rep	Dealing in securities	2025-09-10	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2023-06-15	2025-06-19
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2023-03-15
	Rep	Dealing in securities	2011-07-11	2023-03-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-07-11	2013-08-31
	Rep	Dealing in securities	2011-07-11	2013-08-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2007-12-11	2011-05-07