Personnel Hong Kong SFC License Details (ID 74667)

Personnel Hong Kong SFC License Details (ID 74667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2022-04-26	-
	Rep	Advising on securities	2022-04-26	-
	Rep	Asset management	2022-04-26	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2016-06-27	2022-04-14
	Rep	Dealing in securities	2016-06-27	2022-04-14
PineBridge Investments Asia Limited	Rep	Advising on securities	2014-06-13	2022-04-14
	Rep	Asset management	2014-06-13	2022-04-14
	Rep	Dealing in securities	2014-06-13	2022-04-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2012-10-04	2014-04-12
	Rep	Dealing in securities	2012-10-04	2014-04-12
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-09-30	2012-09-03
	Rep	Dealing in securities	2010-10-25	2012-09-03