Personnel Hong Kong SFC License Details (ID 74678)

Personnel Hong Kong SFC License Details (ID 74678)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-12-18	2011-11-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-12-18	2011-11-29
	Rep	Dealing in securities	2009-12-18	2011-11-29
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-02	2009-06-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-06-02	2009-06-10
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-12-06	2008-03-18
	Rep	Dealing in securities	2006-12-06	2008-03-18
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-16	2006-10-27
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2004-11-16	2006-10-27