Gong, Min (SFC:ATX842) 鞏旻

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-07-19	-
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-08-16	2017-05-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-10-12	2011-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-07-19	-
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-08-16	2017-05-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-10-12	2011-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.