| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| iCapital Advisory Limited | RO | Advising on securities | 2018-12-10 | - |
| RO | Dealing in securities | 2018-12-10 | 2020-11-02 | |
| Citigroup Global Markets Asia Limited | RO | Advising on securities | 2014-07-11 | 2017-11-24 |
| RO | Dealing in securities | 2014-07-11 | 2017-11-24 | |
| Rep | Dealing in futures contracts | 2013-06-03 | 2017-11-24 | |
| Rep | Dealing in securities | 2011-03-15 | 2014-07-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-15 | 2013-08-31 |
No HKMA registrations in the collected records.