Personnel Hong Kong SFC License Details (ID 74703)

Personnel Hong Kong SFC License Details (ID 74703)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2008-08-04	2016-08-31
Credit Agricole Securities (Asia) Limited	RO	Advising on securities	2007-04-18	2008-07-16
	Rep	Advising on securities	2004-06-07	2007-04-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2003-06-17	2004-04-19
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-04-30
	Rep	Advising on securities	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Dealing in securities	-	2003-04-30