Personnel Hong Kong SFC License Details (ID 74731)

Personnel Hong Kong SFC License Details (ID 74731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-11-15	2019-04-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-11-15	2013-08-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-07-27	2010-06-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-07-27	2010-06-11
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-06-18	2010-06-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-02-14	2007-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2005-01-05
	Rep	Advising on securities	-	2005-01-05
	Rep	Asset management	-	2005-01-05
	Rep	Providing automated trading services	-	2005-01-05
	Rep	Dealing in securities	-	2005-01-05
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	-	2005-01-05
	Rep	Advising on securities	-	2005-01-05
	Rep	Asset management	-	2005-01-05
	Rep	Dealing in securities	-	2005-01-05