Personnel Hong Kong SFC License Details (ID 74741)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2019-09-04	-
	RO	Dealing in securities	2019-09-04	-
	Rep	Advising on securities	2013-10-25	2019-09-04
	Rep	Dealing in securities	2013-10-25	2019-09-04
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-09-05	2013-04-19
	Rep	Dealing in securities	2010-07-29	2013-04-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-07-29	2013-04-19