Personnel Hong Kong SFC License Details (ID 74753)

Personnel Hong Kong SFC License Details (ID 74753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2015-07-13	2025-12-09
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-07-17	2012-11-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-07-17	2012-11-15
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2003-06-02	2003-08-22
	Rep	Dealing in securities	2003-06-02	2006-01-24
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-04-20
	Rep	Advising on securities	-	2003-04-20
	Rep	Asset management	-	2003-04-20
	Rep	Dealing in securities	-	2003-04-20