Personnel Hong Kong SFC License Details (ID 74757)

Personnel Hong Kong SFC License Details (ID 74757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-09-07	2012-07-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-09-07	2012-07-16
	Rep	Dealing in securities	2011-09-07	2012-07-16
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on securities	2010-04-12	2011-08-08
	RO	Dealing in securities	2010-04-12	2011-08-08
	Rep	Advising on securities	2010-01-29	2010-04-12
	Rep	Dealing in securities	2010-01-29	2010-04-12