| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-03-02 | 2018-01-31 |
| Rep | Dealing in securities | 2017-03-02 | 2018-01-31 |
| VTB Capital Hong Kong Limited | Rep | Dealing in securities | 2013-01-14 | 2014-03-28 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-07-15 | 2012-10-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-15 | 2012-10-22 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2004-02-11 |
| Rep | Dealing in securities | - | 2010-04-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2004-02-11 |
| Rep | Dealing in futures contracts | - | 2010-04-12 |