| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Advising on corporate finance | 2022-12-15 | - |
| RO | Advising on securities | 2022-12-15 | - | |
| RO | Dealing in securities | 2022-12-15 | - | |
| Rep | Advising on securities | 2022-09-07 | 2022-12-15 | |
| Rep | Advising on corporate finance | 2022-08-16 | 2022-12-15 | |
| Rep | Dealing in securities | 2022-08-16 | 2022-12-15 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-18 | 2022-04-28 |
| Rep | Dealing in securities | 2011-07-18 | 2022-04-28 |
No HKMA registrations in the collected records.