Personnel Hong Kong SFC License Details (ID 74763)

Personnel Hong Kong SFC License Details (ID 74763)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2015-09-05
	Rep	Dealing in securities	2009-02-18	2015-09-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-02-18	2013-08-31
	Rep	Dealing in securities	2009-02-18	2013-08-31
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-12-11
	Rep	Asset management	-	2003-12-11
	Rep	Dealing in securities	-	2003-12-11