Personnel Hong Kong SFC License Details (ID 74764)

Personnel Hong Kong SFC License Details (ID 74764)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2026-04-24	-
	Rep	Dealing in securities	2026-04-24	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-10-20	2025-11-11
	Rep	Dealing in securities	2021-10-20	2025-11-11
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2020-08-13	2021-08-31
	Rep	Dealing in securities	2020-08-13	2021-08-31
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2016-01-19	2020-07-29
	Rep	Dealing in securities	2016-01-19	2020-07-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-08-25	2012-10-03
	Rep	Dealing in securities	2010-08-25	2012-10-03
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-08-25	2012-01-31