Personnel Hong Kong SFC License Details (ID 74777)

Personnel Hong Kong SFC License Details (ID 74777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2017-02-20	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2015-05-28	2016-04-01
	Rep	Advising on securities	2015-05-28	2016-04-01
	Rep	Dealing in futures contracts	2015-05-28	2016-04-01
	Rep	Dealing in securities	2015-05-28	2016-04-01
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2015-04-29
	Rep	Dealing in securities	2006-06-20	2015-04-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-06-20	2013-08-31
	Rep	Dealing in securities	2006-06-20	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2005-03-10	2015-04-29