Personnel Hong Kong SFC License Details (ID 74782)

Personnel Hong Kong SFC License Details (ID 74782)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-04-29	2014-08-25
	Rep	Dealing in securities	2011-04-29	2014-08-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-04-29	2012-01-31
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2011-04-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-16	2010-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-08-16	2008-04-01
	Rep	Advising on securities	2005-08-16	2008-04-01
	Rep	Dealing in securities	2005-08-16	2011-04-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-08-16	2008-04-01
	Rep	Advising on securities	2005-08-16	2008-04-01
	Rep	Dealing in securities	2005-08-16	2008-04-01