Personnel Hong Kong SFC License Details (ID 74794)

Personnel Hong Kong SFC License Details (ID 74794)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Providing automated trading services	2022-09-06	-
	RO	Dealing in futures contracts	2019-03-07	-
	RO	Dealing in securities	2019-03-07	-
	Rep	Dealing in futures contracts	2013-05-31	2019-03-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2003-08-08	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Providing automated trading services	2003-04-01	2003-06-25
	Rep	Dealing in securities	2003-04-01	2019-03-07