Personnel Hong Kong SFC License Details (ID 74804)

Personnel Hong Kong SFC License Details (ID 74804)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	Rep	Asset management	2015-09-14	2020-05-29
KGI ASIA LIMITED	Rep	Dealing in securities	2013-10-15	2015-08-29
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-10-15	2015-08-29
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-06-04	2013-03-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-06-04	2013-03-25
	Rep	Dealing in securities	2010-06-04	2013-03-25
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-23	2010-03-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-09-09	2010-03-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-09-09	2010-03-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2004-04-17
	Rep	Dealing in securities	-	2004-08-16