Personnel Hong Kong SFC License Details (ID 74806)

Personnel Hong Kong SFC License Details (ID 74806)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-09-25	2018-04-30
	Rep	Dealing in securities	2014-09-25	2018-04-30
	Rep	Dealing in futures contracts	2013-06-21	2014-03-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-04-07	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-03-23	2014-03-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-03-23	2013-08-31
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in futures contracts	-	2005-09-07
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2005-09-07
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2005-09-07