Lee, Jae Woo (SFC:AIH182)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Carret Private Capital Limited	Rep	Advising on securities	2026-03-09	-
	Rep	Dealing in securities	2026-03-09	-
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-01-27	2024-03-28
	Rep	Advising on corporate finance	2003-04-01	2003-06-23
	Rep	Advising on securities	2003-04-01	2003-06-23
	Rep	Asset management	2003-04-01	2003-06-23
	Rep	Providing automated trading services	2003-04-01	2003-06-23
	Rep	Dealing in securities	2003-04-01	2003-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Carret Private Capital Limited	Rep	Advising on securities	2026-03-09	-
	Rep	Dealing in securities	2026-03-09	-
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-01-27	2024-03-28
	Rep	Advising on corporate finance	2003-04-01	2003-06-23
	Rep	Advising on securities	2003-04-01	2003-06-23
	Rep	Asset management	2003-04-01	2003-06-23
	Rep	Providing automated trading services	2003-04-01	2003-06-23
	Rep	Dealing in securities	2003-04-01	2003-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.